Regulatory Counsel

Full Time

Tier 1 Investment Banking Client

Office Status: Hybrid (2 days per week in office)

Salary: Up to $200,000


  • Provide regulatory advice and analysis to management and business lines on the permissibility and appropriateness under U.S. banking laws and other regulations of proposed activities, transactions and investments.
  • Provide advice and support to Compliance, Risk and Finance Department on application of laws and regulations.
  • Provide advice and support to the bank’s Compliance and Risk functions in connection with regulatory projects, governance and necessary enhancements
  • Assist in the preparation of regulatory filings.
  • Provide advice on sanctions, ABC and AML rules and regulations to business lines on the impact of such rules on various transactions.
  • Provide support to Regulatory Unit attorneys in accordance with needs and under supervision of senior department attorneys.
  • Monitor and report on regulatory and other relevant developments.
  • Assist in preparation of materials for presentations to management, front office and administrative staff.
  • Assist in preparation and distribution of monthly updates to management committee.
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