Regulatory Reporting Manager

Full Time

Madison-Davis Client

International investment bank looking to build out its Bank Regulatory Reporting team in their Florida office. This is a brand-new team and office that will be overseeing the review for regulatory report filings for the investment bank. As a Manager/VP, you’ll oversee a team of 3 and be one of the more senior members of the team and have the ability to implement change to improve processes, work on various types of projects covering all areas of the investment banking business and consistently interact with senior level stakeholders. A lot of flexibility to work remotely.


  • Lead preparation, review, and submission of regulatory report filings with the regulatory bodies (i.e. FRY-9C, FRY-9LP, FRY-12, FRY-15, FFIEC 009)
  • Ability to analyze impact of, develop positions toward, and comment on proposed and final regulatory rules with the ability to prepare/present quarterly analytics and variance analyses for due diligence with senior management and functional partners
  • Demonstrate business/product knowledge; understanding of organizational structure, general knowledge of accounting/reporting requirements. Assist in the development and implementation of regulatory report tools, report preparation and corresponding controls processes if required
  • Maintain strong focus on internal controls and documentation of procedures and governance for the reports
  • Liaise with various internal (i.e. regulatory relations, legal, compliance, audit, finance project office and business operations) and external constituencies (i.e. regulators, external auditors and consultants)
  • Remain current on relevant industry initiatives, regulatory changes, and market trends as well as competitor activity. Perform research on changes in new regulatory reporting requirements and accounting standards and its impact to the organization’s reporting requirements


  • 4+ years of audit experience from a national/big 4 CPA firm with banking clients or hands on regulatory reporting experience within banking
  • Knowledge of regulatory bodies – specifically FR Y 9C and FR Y-15
  • Understanding of various investment products
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