International Banking Client
Office Status: Hybrid
Salary: $115,000 – $130,000
Responsibilities:
- Serving as examiner-in-charge of Compliance Monitoring and Testing engagements.
- Supports the development and refinement of monitoring and testing scripts.
- Develops information requests and announcement memorandums.
- Develops, oversees, and performs field work to validate the efficacy of internal controls.
- Prepares cohesive work papers for each engagement in accordance with department standards.
- Identifies underlying issues and escalation / validation thereof with stakeholders.
- Drafts Issue Memorandums and Reports for issuance to management.
- Oversees in the registration and tracking of identified issues and corrective action plans.
- Participates in remediation of issues and findings identified during the Compliance Reviews.
- Stays abreast of changing regulatory requirements and the bank’s business model to maintain a solid foundation of the applicable regulatory framework.
- Assists in the consolidation and reporting of results within local and Head Office reporting.