Retail Bank Monitoring And Testing – Vice President

Full Time

International Banking Client

Office Status: In Person

Salary: $130,000 – $180,000

Responsibilities:

  • Serving as examiner-in-charge of Compliance Monitoring and Testing engagements.
  • Supports the development and refinement of monitoring and testing scripts.
  • Develops information requests and announcement memorandums.
  • Develops, oversees, and performs field work to validate the efficacy of internal controls.
  • Prepares cohesive work papers for each engagement in accordance with department standards.
  • Identifies underlying issues and escalation / validation thereof with stakeholders.
  • Drafts Issue Memorandums and Reports for issuance to management.
  • Oversees in the registration and tracking of identified issues and corrective action plans.
  • Participates in remediation of issues and findings identified during the Compliance Reviews.
  • Stays abreast of changing regulatory requirements and the bank’s business model to maintain a solid foundation of the applicable regulatory framework.
  • Assists in the consolidation and reporting of results within local and Head Office reporting.
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