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Retail Bank, VP – Regulatory Compliance Officer

  • NYC
  • Full Time

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International retail bank located in Midtown Manhattan looking to bring on board a “VP – Regulatory Compliance Officer” to join their team. This role is currently full time in office.

 

Responsibilities:

  • Ensure that the Consumer Compliance Program, BSA/AML & OFAC Program and Corporate Compliance Program appropriately address regulatory risk relative to the Bank’s business activities.
  • Assist in the monitoring of State and Federal laws and regulations, litigation, and complaints against the Bank affecting compliance related matters.
  • Conduct annual and targeted risk assessments.
  • Serve as liaison between the various departments and consultants during compliance reviews.
  • Assist in the coordination and participation of the product and service development process.
  • Perform special projects and additional duties and responsibilities as assigned by the Chief Compliance Officer