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Senior Compliance Manager – Client Solutions

  • NYC
  • Full Time

Apply for the Senior Compliance Manager – Client Solutions position

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Asset Manager located in Midtown Manhattan looking to bring on board a “Senior Compliance Manager – Client Solutions ” to join their team. They are currently in office (3 days a week).

 

Responsibilities:

  • Work under the general direction of the Head of Compliance, Client Solutions and will support the client-facing activities for the public markets business
  • Review sales and marketing materials
  • Manage compliance associates
  • Support the compliance program of the firm’s limited purpose broker Delaware Distributors, specifically efforts relating to sales practices.