International Banking Client
Office Status: Hybrid
Responsibilities:
- Support the development and implementation of the investment adviser compliance program, working closely with members of the Compliance Department globally to drive enhancement and ensure consistency globally
- Handle regulatory compliance aspects of alternatives/private funds business
- Draft policies, procedures, memos and internal and external communications
- Identify and address situations involving conflicts of interest
- Work with various teams and departments including Legal, Portfolio Management, and client facing teams to identify and address regulatory matters
- Must take initiative in learning and applying new skills and regulations
- Proactively respond to business and regulatory changes