Senior Compliance Officer – SVP

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Support the development and implementation of the investment adviser compliance program, working closely with members of the Compliance Department globally to drive enhancement and ensure consistency globally
  • Handle regulatory compliance aspects of alternatives/private funds business
  • Draft policies, procedures, memos and internal and external communications
  • Identify and address situations involving conflicts of interest
  • Work with various teams and departments including Legal, Portfolio Management, and client facing teams to identify and address regulatory matters
  • Must take initiative in learning and applying new skills and regulations
  • Proactively respond to business and regulatory changes
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