Senior Operational Risk Analyst

Full Time

Financial Advising Client

Office Status: Hybrid


  • Develop and utilize analytical templates and reports required to support risk management through the use of internal and vendor software
  • Collect data, perform critical and statistical analysis, and draft executive C-Level reports
  • Interface with business partners across the organization to discuss, identify, document, and assist with remediation of risks
  • Focus continually on process improvements, incident reporting, and resolution
  • Deliver projects as both individual contributor and project lead
  • Provide support by documenting material reviews and determine sufficiency of action items assigned to different areas of the organization
  • Provide guidance and feedback to help review solutions with key stakeholders
  • Perform other tasks and duties as required and assigned


  • Bachelor’s Degree from an accredited University, preferably in Business or other related fields
  • 3+ years of experience in Risk & Credit required, preferably in a financial institution
  • 1-2 years of experience in Operational Risk, Internal Audit, or with a Big-Four firm is a plus
  • Active Series 7 License required
  • Strong MS Office skills (Excel, Access, Word, PowerPoint) with the ability to streamline data, design and standardize risk reporting
  • Ability to work as a liaison between Operational Risk Management, Business lines, and IT Teams
  • Strong understanding of Financial Services and Capital Markets operational processes and investment types
  • Strong project management skills to translate high level goals and objectives into actions and tasks
  • Knowledge of compliance laws, FINRA rules & regulations, risks and controls
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