Senior Regulatory Compliance Specialist

Full Time

Hedge Fund Client

Office Status: Hybrid (5 days in office per month)

Client is the Private Equity arm of a $50 billion Hedge Fund

Responsibilities:

  • Developing and implementing policies and procedures, controls, trainings and technological solutions associated with the regulatory compliance program
  • Contributing to the design and implementation of solutions to major business/area issues
  • Monitoring industry-wide compliance initiatives as well as important federal, state, and non-U.S. regulatory developments and conduct analyses as to how such developments impact
  • Liaising with business partners, the Legal & Regulatory Team and outside service providers to identify and mitigate compliance risks
  • Analyzing the effect of new business initiatives and investment products on the compliance program
  • Fielding inquiries from employees and management on compliance matters
  • Regulatory exam/audit readiness
  • Managing the regulatory compliance monitoring and testing program.
Upload your CV/resume or any other relevant file. Max. file size: 2 GB.

Share on
Print