SI Front Office Supervision – VP

Full Time

Financial Services Client

Office Status: Hybrid (2 days per week in office)

Salary: Up to $200,000


  • Perform supervision of Sales and Trading staff
  • Communicate with senior business management including the Head of Sales & Trading, the Heads of the currencies, rates and credit trading desks and Sales & Trading personnel regularly to address issues on a real-time basis.
  • Escalate, monitor, track, and report related issues to senior management to ensure a timely and effective resolution
  • Collaborate closely with the business, Risk, Compliance and relevant support functions to ensure appropriate stakeholder involvement to resolve issues.
  • Perform daily supervisory review of exception reports and alerts generated by the MCC supervisory tool
  • Daily documentation relating to any exceptions flagged on the MCC portal, updating stakeholders with any related findings
  • Acts as a trust advisor to all stakeholders, providing updates on regulatory changes and industry best practices to ensure the forefront to incorporate necessary changes into its business
  • Proactively provides updates and escalation to all relevant stakeholders to maintain our CE rating.
  • Provide training as required on the best practice of supervising front office activities to staff
  • Represent the US on global working groups and support delivery of new supervision monitoring tools
  • Escalate any issues to the global team to reduce false positive alerts and create efficient supervision
  • Strong problem-solving skills and ability to influence business partners to remediate issues timely and accurately
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