Financial Services Client
Office Status: Hybrid (2 days per week in office)
Salary: Up to $200,000
Responsibilities:
- Perform supervision of Sales and Trading staff
- Communicate with senior business management including the Head of Sales & Trading, the Heads of the currencies, rates and credit trading desks and Sales & Trading personnel regularly to address issues on a real-time basis.
- Escalate, monitor, track, and report related issues to senior management to ensure a timely and effective resolution
- Collaborate closely with the business, Risk, Compliance and relevant support functions to ensure appropriate stakeholder involvement to resolve issues.
- Perform daily supervisory review of exception reports and alerts generated by the MCC supervisory tool
- Daily documentation relating to any exceptions flagged on the MCC portal, updating stakeholders with any related findings
- Acts as a trust advisor to all stakeholders, providing updates on regulatory changes and industry best practices to ensure the forefront to incorporate necessary changes into its business
- Proactively provides updates and escalation to all relevant stakeholders to maintain our CE rating.
- Provide training as required on the best practice of supervising front office activities to staff
- Represent the US on global working groups and support delivery of new supervision monitoring tools
- Escalate any issues to the global team to reduce false positive alerts and create efficient supervision
- Strong problem-solving skills and ability to influence business partners to remediate issues timely and accurately