Surveillance Analyst

Full Time



About the Position

The Surveillance Analyst will closely monitor the firm’s global activity to detect any potentially manipulative or problematic behaviors. The person in this role will ensure the firm complies with regulatory responsibilities by investigating potential issues and documenting findings as appropriate. This role requires confidence working with data and interaction with members of several different teams.

About You:

  • Experience performing market surveillance and associated investigations
  • Familiarity with surveillance products such as SMARTS Broker or Actimize is a plus
  • Reliable, courteous, and flexible team player
  • Strong analytical and problem solving skills, including experience working with large sets of data
  • Self-motivated with strong organizational, interpersonal, and communication skills
  • Eagerness to learn and ability to learn from mistakes and accept constructive criticism
  • Excellent organizational skills, attention to detail, and ability to prioritize and manage multiple tasks
  • Ability to handle competing priorities and work effectively in a challenging, fast-paced environment
  • SQL skills are a plus
  • Fluency in English required
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