Trade Surveillance Business Analyst 


International Bank

Office Status: Hybrid


The Transaction Surveillance Business Analyst will examine available data for a variety of asset classes (Equities, Fixed Income, Swaps and Derivatives) to assess risks and design mitigating surveillance procedures. These procedures may involve custom SQL Queries or Excel Macros and may be used as interim controls until automated controls are available. The Analyst will also contribute to the design of automated controls.


  • Assess risk levels against various typologies by analyzing data
  • Design procedures to review transactions for possible breaches of rules and regulations
  • Write queries and design reports to facilitate review of transactions
  • Interview stakeholders to understand current surveillance procedures
  • Document surveillance procedures and requirements for technology implementations
  • Support surveillance KRI and KPI collection as required


  • Knowledge of various regulatory agencies’ rules and regulations, as well as market abuse typologies
  • Knowledge of equities, fixed income/treasuries, swaps, derivatives and other asset classes
  • Proficient with SQL and analysis of large data sets
  • Excellent research and analytical skills
  • Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Excellent written and oral communication skills with an ability to articulate complex themes
  • Familiarity with various trade surveillance tools and platforms
Upload your CV/resume or any other relevant file. Max. file size: 2 GB.

Share on