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International Banking Client

Volcker And Bank Compliance, AVP/VP

  • New York, NY
  • Full Time

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Office Status: Hybrid (2-3 days per week)

Salary: $160,000 – $200,000

Responsibilities:

  • Facilitate the administration of the Monthly Working Group meetings for the various entities (i.e. calendar invites, prepare decks, note taking)
  • Send and collect monthly and quarterly reports
  • Assist with the maintenance of the Volcker Portal
  • Assist with the maintenance of Volcker related policies and procedures (i.e. assisting with reviews, getting sign-offs, working on getting updated ringis, getting docs posted)
  • Assist with the assessment of the current program and identify opportunities for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice.
  • Assist with Head Office ad hoc, quarterly and annual reports
  • Assist with Volcker related trainings+ Assist with audits and testing reviews (i.e. tracking requests, gathering required information, following up with other stakeholders as needed)
  • Back-up coverage for the Americas Treasury Department (ATD) Compliance coverage
  • Assist with monthly ATD communications monitoring as needed+ Assist with any ATD related trainings
  • Keep abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
  • Performs other duties and responsibilities as assigned.