Volcker And Bank Compliance, VP

Full Time

International Banking Client

Office Status: Hybrid (2-3 days per week in office)

Salary: $150,000 – $200,000


  • Facilitate the administration of the Monthly Working Group meetings for the various entities (i.e. calendar invites, prepare decks, note taking)
  • Send and collect monthly and quarterly reports
  • Assist with the maintenance of the Volcker Portal
  • Assist with the maintenance of Volcker related policies and procedures (i.e. assisting with reviews, getting sign-offs, working on getting updated ringis, getting docs posted)
  • Assist with the assessment of the current program and identify opportunities for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice.
  • Assist with Head Office ad hoc, quarterly and annual reports
  • Assist with Volcker related trainings+ Assist with audits and testing reviews (i.e. tracking requests, gathering required information, following up with other stakeholders as needed)
  • Back-up coverage for the Americas Treasury Department (ATD) Compliance coverage
  • Assist with monthly ATD communications monitoring as needed+ Assist with any ATD related trainings
  • Keep abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
  • Performs other duties and responsibilities as assigned.
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