VP, AML Compliance Testing

Full Time

International Banking Client

Office: Hybrid

Summary

This role will assist in performing compliance reviews and testing of the Bank’s AML risk management framework in the Americas.

Responsibilities

  • Assist in maintaining the annual AML testing schedule
  • Assist in the update AML report and Risk Assessment
  • Draft and issue Compliance Review Announcement letters to key stakeholders
  • Conduct field testing of areas identified as requiring testing
  • Compile and maintain adequate supporting work papers
  • Participate in the interview of and discussion with key stakeholders for areas under review
  • Discuss preliminary findings/issues with internal stakeholders and participate in active correspondence with key individuals to identify an appropriate action plan
  • Track and validate corrective action within internal tracking systems
  • Draft AML Testing Reports and participate in the discussion of recommendations with relevant parties
  • Assist in the preparation of materials required for regulatory exams and/or internal/external audits
  • Participate in planning discussions on future program enhancements

Qualifications

  • A Bachelor’s degree in business, finance, or a related field or equivalent experience
  • A minimum of 10 year BSA/AML and OFAC/Sanctions experience, preferably in an audit and/or compliance testing capacity
  • Understanding of significant regulatory compliance requirements applicable to commercial banking
  • CAMS certificate is favorable
  • Knowledge of compliance automated systems
  • Excellent interpersonal and communication skills
  • Bilingual (English and Spanish or Portuguese) is a plus
  • Strong analytical, presentation, and organizational skills
  • Ability to work cooperatively with other members of the team and the department
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