International Banking Client
Office: Hybrid
Summary
This role will assist in performing compliance reviews and testing of the Bank’s AML risk management framework in the Americas.
Responsibilities
- Assist in maintaining the annual AML testing schedule
- Assist in the update AML report and Risk Assessment
- Draft and issue Compliance Review Announcement letters to key stakeholders
- Conduct field testing of areas identified as requiring testing
- Compile and maintain adequate supporting work papers
- Participate in the interview of and discussion with key stakeholders for areas under review
- Discuss preliminary findings/issues with internal stakeholders and participate in active correspondence with key individuals to identify an appropriate action plan
- Track and validate corrective action within internal tracking systems
- Draft AML Testing Reports and participate in the discussion of recommendations with relevant parties
- Assist in the preparation of materials required for regulatory exams and/or internal/external audits
- Participate in planning discussions on future program enhancements
Qualifications
- A Bachelor’s degree in business, finance, or a related field or equivalent experience
- A minimum of 10 year BSA/AML and OFAC/Sanctions experience, preferably in an audit and/or compliance testing capacity
- Understanding of significant regulatory compliance requirements applicable to commercial banking
- CAMS certificate is favorable
- Knowledge of compliance automated systems
- Excellent interpersonal and communication skills
- Bilingual (English and Spanish or Portuguese) is a plus
- Strong analytical, presentation, and organizational skills
- Ability to work cooperatively with other members of the team and the department