VP, AML Sanctions Compliance

Full Time

International Banking Client

Office Status: Hybrid

Salary Range: ($65,000-$150,000)

Responsibilities:

  • Provides assurance and challenge of the effectiveness of the control activities conducted by the first line of the defense, and determines residual risk of identified coverage gaps.
  • Assists Business and Compliance Management in determining the effectiveness of their compliance control environment and provides line of sight for Compliance Management into regulatory issues.
  • Develops review strategies to assure business control activities meet current regulatory requirements.
  • Responsible for all steps of the review, to include planning, testing and reporting. Manages the everyday detail of the review and assigns tasks to the review team for completion.
  • Provides guidance to review team.
  • Establishes testing objectives and scope of work.
  • Discuss preliminary findings/issues with internal stakeholders and participate in active correspondence with key individuals to identify an appropriate action plan.
  • Track and validate corrective action within internal tracking systems. Compile and maintain adequate supporting work papers.
  • Participate in planning discussions on future program enhancements.
  • Maintains current knowledge of industry compliance initiatives pertaining to area of coverage.
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