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International Banking Client

VP Bank Compliance Risk Assessment

  • Purchase, NY
  • Full Time

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Office Status: Hybrid (3 days per week)

Salary: $110,000 – $200,000


  • Dynamic Laws, Rules and Regulations (LRR) Risk Assessment
  • Lead Dynamic LRR program in design, implementation, and coordination with Head of Annual LRR
  • Establish Dynamic LRR Program for ongoing assessment of changes in compliance risk profiles of regulations and/or products based on regulation changes, new products, changes in strategy or market conditions, and regulatory focus
  • Execute regular updates to Dynamic LRR, coordinating with compliance subject matter experts, risk teams and bank product teams, as necessary
  • Perform analysis of changes in risk profiles
  • Design reporting to Compliance senior management, bank management and governance committees
  • Coordinate changes for inclusion in Annual LRR process
  • Create and revise training and policies & procedures as necessary
  • New Product Approval (NPA) Bank Compliance Quarterback
  • Manage and coordinate NPA process for Bank Compliance team
  • Prepare and lead meetings with stakeholders regarding Regulatory Analysis
  • Explain and document the applicability of a regulation to a proposed new product to stakeholders
  • Coordinate checklists and supplemental checklists along with required Bank Compliance approvals (such as testing, training, policies leads) within proscribed deadlines
  • Provide reporting on status of NPAs to Compliance management and governance committees
  • Monitor Bank Compliance submissions for completeness, accuracy and consistency with policies and procedures