VP – Compliance Controls Officer

Full Time

International Banking Client

Office Status: Hybrid (3 days per week in office)

Salary: $130,000 – $170,000

Responsibilities:

  • Attending weekly Testing Working Group meetings and coordinating materials for the meetings.
  • Supporting the Head of CUSO Compliance Controls Testing with the implementation and sustainability of a consistent US Compliance Controls Testing Program, related to all aspects of documentation, Policies and Procedures, across CUSO.
  • Support the development and maintenance of the Annual Compliance Controls Test Plan for CUSO.
  • Completing CUSO Compliance Controls Testing Assignments related to the completion of timely reviews related to; US Entity Quality Assurance over testing work papers and associated materials, as well as CUSO-specific Compliance Controls in line with the associated CUSO Compliance Controls Testing Policy and Procedures.
  • Support the development and maintenance of an internal control inventory in support of the CUSO Internal Control Framework/Policy.
  • Understanding of US bank regulations, and ideally, experience in dealing with institutional investment banking and asset management organization.
  • Understanding of related regulations and strong organizational and communication skills.
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