
International Bank
Office Status: Hybrid
Job Responsibilities
- Manages Monitoring and testing Activities
- Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements
- Assists in the development and refinement of monitoring and testing scripts
- Prepares information requests and announcement memoranda
- Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.
- Ensures that cohesive work papers are prepared for each engagement in accordance with department standards.
- Identifies underlying issues and escalation / validation thereof with clients.
- Drafts issue memoranda and reports for issuance to management.
- Assists in the registration and tracking of identified issues and corrective action plans to validate remediation efforts
- Stays abreast of changing regulatory requirements and business model to maintain a solid foundation of the applicable regulatory framework.
- Participates in the annual risk assessment process of applicable laws and regulations.
- Assists in the consolidation and reporting of results within local and Head Office reporting.
- Performs Control Design Effectiveness analysis and review of the rules and regulations under review.
Job Requirements
- 7+ years of Banking and Compliance Experience
- CRCM Certification (A Plus)
- Has a Compliance Testing, Bank Regulatory or Internal Audit Background
- Able to work Independently on projects with little oversight
- Able to learn quickly and dissect complicated issues within a large and complex financial institution
- Solid understanding of the US Regulatory Framework and Alphabet Regulations
- Strong Communication and Written Skills
- Able to multi-task and perform work functions efficiently and timely
- Motivated and action-oriented
- Adaptable and able to evolve and change with Bank Transformation