Skip Navigation

VP, Compliance Monitoring & Testing Specialist

  • NYC
  • Full Time

Apply for the VP, Compliance Monitoring & Testing Specialist position

"*" indicates required fields

Max. file size: 10 MB.
Drop files, or upload here
Madison-Davis is committed to protecting and respecting your privacy, and we will only use your personal information to contact you regarding the services you requested from us. Your contact information will not be shared or sold to third parties for marketing purposes. We would like to contact you about our products and services, as well as other content that may be of interest to you; messaging frequency will vary based on hiring needs and opportunities. If you consent to us contacting you for this purpose, please check the box below.
I agree to receive communications from Madison-Davis
You may unsubscribe from these communications at any time by replying STOP. You may also text HELP for more information. Mobile messaging and data rates may apply.
This field is for validation purposes and should be left unchanged.

Global commercial bank located in Midtown Manhattan looking to bring on board an “VP, Compliance Monitoring & Testing Specialist” to join their team. This role is currently full time in office.

Responsibilities:
1.Monitor and test regulatory and internal requirement-related controls in business level procedures or policies and identifying control deficiencies
2. Develop reports of regulatory and internal requirement control deficiencies including documentation of findings and tracking remediation objectives
3. Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately
4. Participate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validation
5. Stay up to date on federal and state compliance updates and changes to regulations
6. Support in development of formal Compliance monitoring and testing policies and procedures, workpapers, etc.