International Banking Client

Office Status: Hybrid

The position’s responsibilities include the following: conducting quality assurance reviews to ensure that the Bank’s AML policies and procedures are being adhered to. While the position may cover a variety of controls that are encompassed within the Quality Assurance function, the candidate will be focused on perform controls over the Bank’s Trade Finance activities.

Perform ongoing Quality Assurance Reviews to ensure that the activities of the Bank are adhering to policies and procedures, with a specific focus on the Bank’s Trade Finance Activities to ensure that transactions are conducted in compliance with applicable sanctions regulations, and in accordance with the Bank’s policies and procedures.
Work with the Head Office to ensure that the design of the controls captures the appropriate risks and create additional controls when necessary.
Escalate anomalies to the appropriate persons to ensure that the errors are remediated in a timely manner.
Assist with recordkeeping and reporting of Compliance KPIs and KRIs.
Assist with the consolidation of data and creation of reports to the Bank’s management to keep them informed on the results of the controls performed.
Provide support to the Quality Assurance function on other AML and Sanctions related controls on an as needed basis.
The position reports to the Head of AML/OFAC Compliance, but will work under the supervision of the Head of the Quality Assurance team.
The employee will most likely interact on a regular basis with the Trade Finance Bank office, Front Office personnel and Head Office Compliance personnel.
The employee may have occasion to interact with external auditors and/or regulators during exams.