VP – Compliance Officer Trade Finance

Full Time

International Banking Client

Office Status: Hybrid

Summary:

  • The position’s responsibilities include the following: conducting quality assurance reviews to ensure that the Bank’s AML policies and procedures are being adhered to. While the position may cover a variety of controls that are encompassed within the Quality Assurance function, the candidate will be focused on perform controls over the Bank’s Trade Finance activities.

Responsibilities:

  • Perform ongoing Quality Assurance Reviews to ensure that the activities of the Bank are adhering to policies and procedures, with a specific focus on the Bank’s Trade Finance Activities to ensure that transactions are conducted in compliance with applicable sanctions regulations, and in accordance with the Bank’s policies and procedures.
  • Work with the Head Office to ensure that the design of the controls captures the appropriate risks and create additional controls when necessary.
  • Escalate anomalies to the appropriate persons to ensure that the errors are remediated in a timely manner.
  • Assist with recordkeeping and reporting of Compliance KPIs and KRIs.
  • Assist with the consolidation of data and creation of reports to the Bank’s management to keep them informed on the results of the controls performed.
  • Provide support to the Quality Assurance function on other AML and Sanctions related controls on an as needed basis.
  • The position reports to the Head of AML/OFAC Compliance, but will work under the supervision of the Head of the Quality Assurance team.
  • The employee will most likely interact on a regular basis with the Trade Finance Bank office, Front Office personnel and Head Office Compliance personnel.
  • The employee may have occasion to interact with external auditors and/or regulators during exams.

Qualifications:

  • College Degree
  • 3-5 years
  • CAMS Certification
  • Knowledge of Trade Finance Products
  • Knowledge of AML/Sanctions risks associated to Trade Finance Business
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