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International Banking Client

VP, Compliance QA Analyst

  • New York, NY
  • Full Time

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Office Status: Hybrid (3 days per week in office)

Salary: $140,000 – $175,000


  • Conduct independent end to end Compliance review testing over AML, Sanctions, KYC, Training & Risk Assessment functions with minimal oversight.
  • Develop comprehensive QA workpapers describing testing performed and results identified.
  • Develop well written QA reports providing root cause of compliance-related observations/findings and industry best practice
  • Ability to meet tight deadlines
  • Support compliance activities and remediation efforts across the organization
  • Provide subject matter expertise in compliance QA related activates
  • Develop adhoc MIS reports providing detailed QA statistics and regulatory/internal audit and self-assessment remediation/validation efforts.
  • Ensure that Branch’s QA program dynamically adapts to U.S. regulatory and policy changes
  • Review and validate the effectiveness of internal controls managed by the Branch’s compliance departments
  • Liaise with external parties e.g. 3rd party vendors supporting Compliance activities
  • Communicate with other internal departments to ensure timely reporting and resolution of identified compliance-related risk and control issues
  • Participate (when applicable) in weekly, monthly and quarterly compliance meetings with Branch Senior Management
  • Responsible for interviewing and training employees; monitoring & tracking QA staff members work assignments; addressing complaints and resolving problems.
  • Assists the QA Manager in the carrying out of his/her duties
  • Performs other adhoc QA related duties as required