International Banking Client
Office Status: Hybrid
Responsibilities:
- To assess the risks of the audited activities and to validate the related control environment for its design and operating effectiveness
- To review and challenge the processes and controls in view of their respective purpose and mandates as well as the related risks, relying on fact based and documented audit works
- To verify the audited unit’s compliance with internal policies and procedures and the applicable laws and regulations
- To monitor the fieldwork carried out by the team and to adjust the fields of audit to the risks identified
- To maintain close communication with the Audit Manager / Head of Local Audit/ Regional Supervisor on audit progress following the pre-set timeframe
- To notify immediately the Audit Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance, etc.) identified during the audit review and comply with any escalation policy in the bank
- To manage and organize interviews, debriefing meetings of conclusions with Management impacted by the audit
- To follow up, review and finalize with Management on response to the draft audit report and prepare for the final audit report publication
- To ensure that audit deliverables are in adherence to the IGE/IGL Methodologies as per the Audit Charter
- Define objectives and perform end of assignment assessment for the team allocated during an assignment
- Prepare assignment planning and allocate work streams by team member and manage projects/tasks/staff and budget resources efficiently
- Ensure collaborative and productive relationship within the team and a good coordination throughout the International Network and with auditees
- Contribute to the continuous improvement of the team, for instance by training team members on international sanctions regulation, or on new topics upon request from Audit Manager / Regional Supervisor / Head of Local Audit
- Contribute to the on-going development of IGE’s knowledge and expertise on model risks, including regulations and guidelines (regulatory watch), auditing standards and best practices; attend industry or CA group events to keep abreast of relevant developments in capital markets and market risk management
- Proactively monitor the evolution of relevant strategies, projects, policies and procedures, changes in organization, process and/or systems implemented in the CA group and in CACIB to manage and mitigate model risks
- Nurture and disseminate model risks understanding and relevant knowledge among auditors within IGE; post contents into SynerGIA; contribute to the definition of their training programs and, if need be, deliver training sessions.
- Contribute to the creation or update of methodologies and audit processes/guides
- Build and share knowledge (e.g. through contributing to SynerGIA, delivering training or taking part in various Methods and Support workstreams or assignments)
- Update Auditable Items scorecards in liaison with the relevant Audit Manager
- Share any relevant information with the IGE Knowledge communities’ leaders and relevant Audit Partners
- Manage resources and budget of the assignment to achieve the objectives of the audit plan
- Contribute to the preparation of the audit plan, in coordination with the Audit Manager in charge