VP, Origination & Lending Advisory

Full Time

International Bank

Office Status: Hybrid

Your Key Responsibilities:

  • Advise and support the Business on clients, products, and transactions with potential financial crime risks; apply practical standards of the AFC compliance program and respond on dispensations/consultation request
  • Advise the Business on reputational risk, preadoption request and other advisory cases with potential financial crime risks; from time to time act as a delegate to regional head and attend related committees
  • Meet regularly with key business partners to ensure AFC risk is properly understood and communicated; provide guidance on AML/OFAC issues and trends to business partners
  • Provide guidance and respond to queries from various internal groups (including the front office, the middle office, CLM, legal, advisory compliance, etc.) relating to complex AFC issues
  • Support regional initiatives for the Business; facilitating the review of the overall AFC program including risk analysis, periodic high-risk account reviews, EDR, quality controls reviews, and ensuring a consistent EDD review and approval is applied
  • Support regional head in management of the Business internal audit and external audit points to successful completion; provide support in coordinating/responding for requests for information for internal audit, regulators and law enforcement as part of audits, examinations and investigations
  • Support the coordination between regional stakeholders and the Global team to execute major remediation and technical projects & create presentations to regional executive management
  • Reviewing/enhancing/implementing AFC policies and procedures taking into consideration minimum standards set by global, division and local KYC policies and procedures
  • Stay up to date on any new rules, regulations and reputational risks to develop implement and revise current policies and procedures; maintaining a thorough and current understanding of the regulatory environment and actively participating in processes both internally and externally to affect change beneficial to the Firm

Your Skills and Experience:

  • Minimum undergraduate degree or equivalent
  • An advanced degree (e.g. JD, MBA, etc.) is a plus (not required)
  • Moderate working experience in the financial industry within AFC compliance, legal or regulatory change functions
  • Superior knowledge of relevant AFC laws/regulatory requirements, particularly with respect to Investment Bank/Corporate Bank products
  • Proven strong academic track record
  • AFC compliance, legal or audit experience, particularly in connection with AML, KYC and the regular review in advisory capacity
  • Knowledge of investment banking/corporate banking
  • Previous experience in connection with KYC reviews and/or remediations (preferred)
  • Knowledge of financial markets, products and processes
  • Strong knowledge of Microsoft Word, Excel, PowerPoint and Access
  • Knowledge of 6th EU Money Laundering Directive and other FATF AML priorities (preferred)
  • CAMS Certification (preferred, but not required)
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