VP, Operational Risk Officer

Office Status: Hybrid (1-2 days in office per week)

Responsibilities:

• Manages activities related to the maintenance and oversight over the firmwide control taxonomy/library and process inventory
• Spearhead the build-out of unified firmwide control taxonomy and inventory, partnering with other functions including but not limited to Compliance and Finance
• Serves as the lead-responsible for all facets of the change management process, including a firmwide working group
• Assists in the refinement of the framework and system design with regard to controls and processes
• Prepares information requests, communication to stakeholders, and reporting to various Committees
• Ensures that each change is evidenced, and appropriate approval is obtained in accordance with the department standards.
• Oversees data integrity in the GRC tool with regard to controls and processes
• Stays abreast of changing regulatory requirements and SMBC’s business model to maintain a solid foundation of the applicable Operational Risk framework
• Support the Control Testing process
• Support the issue management framework, risk acceptance framework, and RCSA