VP Regulatory Affairs & Remediation Officer

Office Status: Hybrid (3 days per week in office)

Salary: $120,000 – $170,000

Responsibilities:

• Participate in maintaining fluid and regular communications between the Bank and its regulators
• Manage and coordinate the bank examination process for exams and enhanced continuous monitoring reviews conducted by the different U.S. regulatory authorities and European regulatory authorities as required
• Respond to periodic regulatory inquiries.
• Assist in the administration of the firm’s regulatory remediation program and committee meetings supporting these efforts
• Review and assess items to be submitted for remediation validation and evaluate against stated regulatory expectations
• Review supporting documents for remediation to confirm regulatory findings are addressed
• Participate in the assurance process for the regulatory remediation
• Provide guidance and support in the development of remediation documentation and supporting information
• Maintain Policies and Procedures on communication with and from the US regulators and exam management, including meeting minutes and other records
• Administration of remediation meetings and all supporting documentation
• Track status of management of corrective actions in response to bank regulatory examination.
• Organize and participate in internal meetings with stakeholders and management to discuss progress in corrective actions.
• In support of Compliance and Legal teams, participate in the Bank efforts to understand and assess the implications of new regulations upon the Banks’ businesses, customers and products.