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International Banking Client

VP Regulatory Affairs & Remediation Officer

  • New York, NY
  • Full Time

Apply for the VP Regulatory Affairs & Remediation Officer position

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Office Status: Hybrid (3 days per week in office)

Salary: $120,000 – $170,000


  • Participate in maintaining fluid and regular communications between the Bank and its regulators
  • Manage and coordinate the bank examination process for exams and enhanced continuous monitoring reviews conducted by the different U.S. regulatory authorities and European regulatory authorities as required
  • Respond to periodic regulatory inquiries.
  • Assist in the administration of the firm’s regulatory remediation program and committee meetings supporting these efforts
  • Review and assess items to be submitted for remediation validation and evaluate against stated regulatory expectations
  • Review supporting documents for remediation to confirm regulatory findings are addressed
  • Participate in the assurance process for the regulatory remediation
  • Provide guidance and support in the development of remediation documentation and supporting information
  • Maintain Policies and Procedures on communication with and from the US regulators and exam management, including meeting minutes and other records
  • Administration of remediation meetings and all supporting documentation
  • Track status of management of corrective actions in response to bank regulatory examination.
  • Organize and participate in internal meetings with stakeholders and management to discuss progress in corrective actions.
  • In support of Compliance and Legal teams, participate in the Bank efforts to understand and assess the implications of new regulations upon the Banks’ businesses, customers and products.