VP, Regulatory Liaison

Full Time

International Banking Client

Office Status: Hybrid

Responsibilities:

  • Participate in maintaining a fluid and regular communications between the Bank and its regulators
  • Manage and coordinate the bank examination process for exams and enhanced continuous monitoring reviews conducted by the different U.S. regulatory authorities and European regulatory authorities as required, including but not limited to:
  • Coordinate pre-examination readiness efforts, internal preparation meetings, touch-point meetings with examination and on-site teams, touch point meeting with Bank personnel and management, and post-examination close meeting with Bank personnel and management
  • Coordinate responses to regulatory information requests and arrange meetings with Bank personnel.
  • Coordinate responses to follow up requests made by regulators during exams and enhanced continuous monitoring teams of the regulators
  • Escalate any identified issues to management on a timely basis
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