FINANCIAL CRIMES / AML
- AML TESTING
- AML AUDIT
- AML TECHNOLOGY
- AML DATA ANALYTICS
- FRAUD
- ANTI-BRIBERY
- AML TRAINING
- RISK ASSESSMENTS
- AML POLICIES
- SANCTIONS
BROKER DEALER COMPLIANCE
- TRADE SURVEILLANCE
- ADVISORY COMPLIANCE
- CENTRAL / CORE COMPLIANCE
- REGULATORY RELATIONS
- REGULATORY COMPLIANCE
- TESTING
- CONTROL ROOM
- EXAMINATIONS
- SUPERVISORY CONTROLS
FUND COMPLIANCE
- REGULATORY REPORTING
- GUIDELINE MONITORING
- COMPLIANCE GENERALIST
- MARKETING & ADVERTISING COMPLIANCE
BANK COMPLIANCE
- REGULATORY COMPLIANCE
- REGULATORY RELATIONS
- BUSINESS UNIT COMPLIANCE
- COMPLIANCE TESTING
The Legal and Compliance Division at Madison-Davis specializes in placing professionals with Investment Banks, Broker Dealers, Investment Advisors, Hedge Funds, Funds of Funds, Insurance Companies, and Commercial and Retail Banks. Our Legal and Compliance recruiting team work with many prominent institutions as the demand for regulatory compliance increases and evolves.
Madison-Davis’s experienced consultants bring wide industry expertise and excellence in developing strong candidate relationships, which enables us to identify and place high-performing talent. As a result, we make sure our clients have professional support in meeting the challenges of legal and compliance requirements and have the foresight to anticipate emerging governance regulatory trends.
Our Legal & Compliance consultants possess expertise in placing candidates in positions such as:
• General Counsel
• Hedge Fund Compliance
• Broker Dealer Surveillance
• Trading Advisory
• Sanctions
• Anti-Money Laundering
• Regulatory Counsel
• KYC
• Asset Management/Mutual Funds Compliance
• Bank Regulatory Compliance
• Investment Advisory Compliance
Are you an employer with a role to fill? Contact Us Today!
We invite you to discuss how we can help you shape your team in response to the growing and changing landscape of Financial Regulation.