Skip Navigation
Madison-Davis, LLC

Director of Regulatory Reporting

  • Jersey City, New Jersey
  • Full Time

Apply for the Director of Regulatory Reporting position

"*" indicates required fields

Max. file size: 10 MB.
Drop files, or upload here
Madison-Davis is committed to protecting and respecting your privacy, and we will only use your personal information to contact you regarding the services you requested from us. Your contact information will not be shared or sold to third parties for marketing purposes. We would like to contact you about our products and services, as well as other content that may be of interest to you; messaging frequency will vary based on hiring needs and opportunities. If you consent to us contacting you for this purpose, please check the box below.
I agree to receive communications from Madison-Davis
You may unsubscribe from these communications at any time by replying STOP. You may also text HELP for more information. Mobile messaging and data rates may apply.
This field is for validation purposes and should be left unchanged.

Title: Director of Regulatory Reporting

Office Status: Hybrid-Jersey City 1-2x per week

Salary: $200,000-$215,000

This multinational banking company is looking for a Director of Regulatory Reporting within the Banking and Finance industry. This group operates in over 40 countries while being one of the largest financial institutions.


-Oversees the preparation, review FRY-9C, FFIEC 009, FR Y-15, regulatory reports for the broker dealer entity including FINRA and SEC reports (Focus, SSOI, OBS, SIS), FRB’s TIC B reports and all other US department of Commerce reports.
-Support the team’s technical development over Regulatory Reporting including US GAAP.
-Interact and work with the group companies within the firm to reconcile difference and perform regulatory calculation.
-Continue to improve the process control effectiveness of the CUSO regulatory reports.
-Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.
-Ensure accurate and timely completion of all regulatory reports.
-Support/participate in regulatory reporting examinations, internal and external audits.
-Responsible to work with other various departments to support regulatory reports enhancement projects and work with team to participate in end user testing.
-Keeping abreast of all the regulatory changes related to regulations that is impacting BHC regulatory reports.
-Responsible to implement latest quarterly maintenance release into Reg-Reporter application.


-Strong knowledge of BHC (e.g. FRY 9C and FFIEC009/009a reports), FRY 15 and broker dealer regulatory reporting requirements and report preparation
-Strong knowledge on financial products such derivatives, repo, securities, loans and leases
-Excellent verbal and written communication skills
-Knowledge of internal control frameworks
-Bachelor’s Degree in Accounting or Finance is required.
-CPA or CFA is a big plus.
-FINRA Series 27 license preferred.