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Title: Director of Regulatory Reporting

Office Status: Hybrid-Jersey City 1-2x per week

Salary: $200,000-$215,000

This multinational banking company is looking for a Director of Regulatory Reporting within the Banking and Finance industry. This group operates in over 40 countries while being one of the largest financial institutions.

Details:

-Oversees the preparation, review FRY-9C, FFIEC 009, FR Y-15, regulatory reports for the broker dealer entity including FINRA and SEC reports (Focus, SSOI, OBS, SIS), FRB’s TIC B reports and all other US department of Commerce reports.
-Support the team’s technical development over Regulatory Reporting including US GAAP.
-Interact and work with the group companies within the firm to reconcile difference and perform regulatory calculation.
-Continue to improve the process control effectiveness of the CUSO regulatory reports.
-Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.
-Ensure accurate and timely completion of all regulatory reports.
-Support/participate in regulatory reporting examinations, internal and external audits.
-Responsible to work with other various departments to support regulatory reports enhancement projects and work with team to participate in end user testing.
-Keeping abreast of all the regulatory changes related to regulations that is impacting BHC regulatory reports.
-Responsible to implement latest quarterly maintenance release into Reg-Reporter application.

Qualifications:

-Strong knowledge of BHC (e.g. FRY 9C and FFIEC009/009a reports), FRY 15 and broker dealer regulatory reporting requirements and report preparation
-Strong knowledge on financial products such derivatives, repo, securities, loans and leases
-Excellent verbal and written communication skills
-Knowledge of internal control frameworks
-Bachelor’s Degree in Accounting or Finance is required.
-CPA or CFA is a big plus.
-FINRA Series 27 license preferred.