Apply for the Managing Director, Head Of Compliance Remediation Projects & Assurance position

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International investment bank located in Midtown Manhattan looking to bring on board a “Managing Director, Head Of Compliance Remediation Projects & Assurance” to join their team. This role is currently in a hybrid schedule (3 days in office).

Responsibilities:

• Providing Project Management and Independent Assurance on the Regulatory Remediation performed against the Supervisory Findings and/ or Self-Identified Issues across the various functions of the bank (Compliance, Risk, IT, Finance, and other areas).
• Providing centralized Project Management and Quality Assurance support on Issue Remediation efforts undertaken by the remediation owners (in First and Second line of defense) and perform an autonomous check and robust challenge on the end-to-end remediation performed by ensuring all elements of the findings have been addressed completely and accurately and test for design effectiveness, adequacy and sustainability of the remediation.
• Develop and implement Project Management and assurance methodology, challenge framework and templates for independent assurance review and build out the governance framework for review of the assurance review results.
• Plan, lead and deliver issue focused Project Management and assurance reviews and provide independent insights and feedback, prepare review reports and conduct close out feedback sessions with remediation owners.
• Educating and advising the first and second line of defense through periodic training or other media on emerging risks and potential issues based on evolving regulatory environment and supervisory expectations.
• Create and disseminate policies, procedures and templates on raising self-identified issues. The team will promote the culture of self-identification