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Madison-Davis, LLC

Senior Broker Dealer Accountant

  • Los Angeles, CA
  • Full Time

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Title: Senior Broker Dealer Accountant

Office Status: Remote

Salary: Up to $120,000 + Bonus

One of the largest security firms and investment banks is looking for a Regulatory Accountant in the finance and accounting department. This firm is located in Los Angeles, California and has over 100 offices. The firms main focus is on client service and financial safety, innovation and the utilization of advanced technology. The team operates 100% remote right now but anticipate returning to the office on a hybrid schedule 1-2x a week later this year. They are known for their culture and promote internally mobility. People on this team have been able to move into different areas of the business if they perform well. Team also works very good hours.

-Accurately compile and review of Customer/PAB Reserve 15c3-3 and Net Capital 15c3-1, FOCUS reports and other regulatory filings
-Prepare and review daily, weekly and monthly reports and schedules to support regulatory and accounting processes.
-Effectively work with internal and external financial and regulatory auditors
-Interact and work with various departments within the firm to reconcile differences and calculate pieces critical to the financial statements and regulatory filings.
-Analyze reconciliation results between GL and transactional data, identify issues, and provide resolution.
-Perform other duties and tasks as required and assigned.

-5+ years of corporate or public accounting (preferably Big 4) experience highly preferred
-Knowledge and understanding of U.S. GAAP
-Experience and understanding of 15c3-1 and 15c3-3
-Regulatory reporting experience from broker dealer preferred.