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Compliance Analyst

  • NYC
  • Full Time

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We are currently partnering with a leading global investment firm to support their search for a Compliance Analyst to join their team. The organization operates in a fast-paced, highly regulated environment and offers strong exposure across trading, operations, and technology functions. This role plays a key part in supporting real-time compliance oversight across a diverse range of global investment products.

The Compliance Analyst will work closely with attorneys and compliance professionals to support regulatory adherence across the firm. This individual will assist with regulatory filings across multiple jurisdictions, collaborate with business units on compliance-related matters, and help design and maintain automated monitoring reports to support ongoing oversight.

Responsibilities include supporting regulatory reporting efforts, ensuring adherence to internal policies and external regulatory requirements, and contributing to initiatives aimed at enhancing and scaling the firm’s compliance framework in response to evolving regulations.

Overview:

  • Assist in the preparation and submission of regulatory filings across multiple jurisdictions
  • Partner with attorneys and compliance teams to provide support to business units
  • Develop, review, and maintain automated compliance monitoring and reporting tools
  • Ensure continuous adherence to internal policies and applicable regulatory requirements
  • Support ongoing initiatives to strengthen and enhance compliance with evolving regulations
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